Laura Unger (1939-1951), Bob van Tol (1965-1969), Carl Nishimura (1952-1958), John R Martens (1932-1935), Peter Boldt (1940-1942), Tammie Neufeld (1977-1981)
Former SEC commissioner Laura Unger told CNBC last week she thought some sort of enforcement against Musk was "substantially likely." The SEC has a broad range of tools at its disposal, ranging from a fine to barring officers and directors who are unfit for their office, she said.
Date: Aug 24, 2018
Category: Headlines
Source: Google
Former SEC chair Mary Schapiro's mysterious new gig
Also associated with the firm are Laura Unger from the SEC; Alan Blinder, who was a vice chairman at the Federal Reserve; Frank Zarb, who headed the Nasdaq Stock Exchange in the 1990s; and Paul Tagliabue, the former commissioner of the NFL. In all, the firm has about 400 employees, about a quarter o
Date: Apr 02, 2013
Category: Business
Source: Google
SEC Revolving Door Fuels Wall Street's Too Big To Fail Problem
overnment Oversight report details how at least six former top SEC officials pressed the agency to drop new plans to regulate money market funds. They included a former top SEC lawyer, a former head of the Division of Investment Management, and Laura Unger, a former commissioner and acting chairman.