Jun 2014 to 2000 Chief Compliance OfficerUnited First Partners LLC New York, NY Aug 2012 to Jun 2014 FINOP/Compliance OfficerElara Securities, Inc New York, NY Apr 2010 to Aug 2012 CCO/CFOStock USA Execution Services, Inc Carmel, NY Oct 2008 to Jan 2010 CCO/CFOVision Securities Melville, NY Oct 2007 to Aug 2008 PresidentEquiSearch Securities White Plains, NY Jul 2005 to Oct 2007 General Manager/CCOFinancial Northeastern Fairfield, NJ Apr 2002 to Jul 2005 CCO/SROP/CROPHennion & Walsh Parsippany, NJ May 2001 to Apr 2002 CCO/COONational Securities New York, NY Jun 2000 to May 2001 Eastern Regional ManagerJB Hanauer & Co Parsippany, NJ Mar 1997 to Jun 2000 AVP Compliance/CROPAmerican Stock Exchange New York, NY Oct 1993 to Mar 1997 Sales Practice ExaminerShearson Lehman Brothers New York, NY Mar 1992 to Oct 1993 Senior ExaminerCitibank Delaware New Castle, DE May 1979 to Mar 1992 Legal and Regulatory Compliance Officer
Education:
Wilmington College Wilmington, DE BS in Accounting